Compliance · Specialty · Audit-Ready

IT compliance is our specialty.

We’ve sat across the table from auditors and regulators — OCR, FINRA, SEC, NYDFS, DoD. What that means for you: every framework below is one we’ve actually delivered against, with documentation in the format the auditor expects to see.

HIPAA FINRA 4511 SEC 17a-4 SOC 2 GLBA NYDFS 23 NYCRR 500 PCI-DSS NIST 800-171 CMMC FedRAMP / FISMA ABA 1.6 / 5.3 FDA / FSMA OSHA / EPA

What compliance means in your industry.

The frameworks above don’t apply equally everywhere. Below is what compliance actually looks like in the five industries we work in most often.

01 · Healthcare

Healthcare & Medical

HIPAA · HITECH · OCR
  • Annual Security Risk Analysis (SRA) in OCR-expected format
  • EHR access controls & audit logging
  • HIPAA-compliant backup & disaster recovery
  • Staff security awareness training with completion records
  • Breach-notification procedure planning & tabletop exercise
  • Mobile device management for clinical staff
  • Telehealth platform & BAA review
  • Multi-location PHI segmentation
02 · Financial

Financial Services

SEC · FINRA · GLBA · NYDFS · PCI-DSS
  • FINRA 4511 & SEC 17a-4 email archiving with WORM immutability
  • NYDFS 23 NYCRR 500 cybersecurity program
  • Privileged access reviews & MFA enforcement
  • Endpoint detection & response (EDR) deployment
  • Penetration testing coordination
  • Business continuity & DR planning
  • Secure client portals & encrypted communications
  • Audit trail / logging infrastructure for examiners
03 · Legal

Legal & Law Firms

ABA 1.6 / 5.3 · Client Privilege · State Bar Ethics
  • Client confidentiality & matter-level data segmentation
  • Secure document management & eDiscovery readiness
  • Encrypted communications & secure client portals
  • Conflict-of-interest screening systems
  • Remote & hybrid courtroom technology
  • Time & billing system integration
  • Attorney-client privilege protection across firm devices
  • Outside counsel guidelines & vendor security questionnaires
04 · Dental

Dental & Oral Surgery

HIPAA · Imaging · Practice Management
  • HIPAA-compliant imaging & PHI storage
  • Practice management software support
  • 3D imaging & CBCT system integration
  • CAD/CAM and chairside milling workflows
  • Intraoral scanner deployment
  • DICOM storage, backup & archival
  • Multi-location practice networking
  • Cybersecurity for dental practices
05 · Government / Cleared

Government & Cleared Facilities

NIST 800-171 · CMMC · FedRAMP · ITAR
  • NIST 800-171 compliance implementation
  • CMMC readiness assessment & SPRS scoring
  • Classified & unclassified environment support
  • Secure network architecture & segmentation
  • Incident response planning
  • Physical & logical access controls
  • Contractor compliance documentation
  • ITAR & export-control data handling

Want to know where you stand? Start with a fixed-price audit.

One-week engagements. Written deliverable. The audits regulated buyers actually need — HIPAA, FINRA, SOC 2, cybersecurity posture, multi-location — scoped at a fixed price so you know what you’re buying before you commit.

Healthcare / Dental
HIPAA SRA
$4,500
Financial
FINRA / SEC Prep
$7,500
All Industries
Cybersecurity Posture
$3,500
B2B SaaS
SOC 2 Readiness
$6,500
See all fixed-price compliance audits →

How we deliver compliance that survives an exam.

Compliance work breaks down into three buckets — and we deliver against all three:

The deliverable in every case is documentation that looks like what the auditor expects, not what looks impressive in a pitch deck. If we’re engaged on a retainer, the audit fee is credited against the first invoice of the engagement.

Examination coming up? Or just want to know where you stand?

20-minute scoping call. We’ll tell you which audit fits your situation and what the deliverable will look like.

Contact Winston IT